Membership Disclosures

Important Disclosures

Regulatory Memberships:

CIPF: Canadian Investor Protection Fund

IIROC: Investment Industry Regulatory Organization of Canada


Associations:

IIAC: Investment Industry Association of Canada


Exchange Memberships:

NEO: Neo Exchange Inc.


Participating Organizations

TSX: Toronto Stock exchange

TSXV: TSX Venture Exchange

 

Exchange Disclosures

Neo Exchange Inc.:

As a shareholder of Aequitas Innovations Inc., the parent company of Neo Exchange Inc., Maison Placements Canada Inc. will have representation on the Aequitas Board of Directors. As a Canadian registered investment dealer bound by both internal and external requirements respecting the handling of client orders in a manner that provides each client with the most advantageous execution terms available, Maison Placements Canada Inc. will consider as part of its order routing protocol, execution opportunities on the Neo Exchange Inc.

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